SWARM Intelligence

AI Algorithmic Trading

One Minute Video

SWARM emerged from extensive research aimed at developing a systematic solution to mitigate the impact of adverse market conditions across a wide range of liquid assets. Building on this foundation, our objective is to generate compelling, diversifying returns by systematically trading futures products using a differentiated strategy designed to extract previously inaccessible alpha.

We achieve this by harnessing the power of our proprietary library of synthetic systematic “traders” and augmenting those insights with AI-driven methodologies and advanced statistical techniques.

Our Edge

PRINCIPALS

The principals each have 25+ years of success in capital markets, capital management, and systematic trading. Over the last decade, our CIO has leveraged the advances in AI and its foundational tools to create the SWARM Intelligence Platform and library.

LIBRARY

The core of our intellectual property is SWARM's extensive library of synthetic strategies that simulate the behavior of hundreds of professional traders. Each strategy is constantly evaluated, and capital is directed to the dominant strategies.

TRADING

SWARM uses a multi-strategy trading approach to extract a distinct alpha from global liquid markets. Our trades are short-term (hours to days) and we apply an adaptive risk-management discipline to protect capital.

INFRASTRUCTURE

The SWARM infrastructure delivers:

Portfolio Diversifier

Compelling Risk-Adjusted Returns

Capital Efficiency

Low Trading Costs

Dynamic Risk Management

Capital Protection in our DNA

Genesis of SWARM

SWARM emerged from our research aimed at developing a systematic solution to mitigate the impact of adverse market conditions across a wide range of liquid assets. Integrating advancements in computing power and sophisticated analytic techniques, our Chief Investment Officer capitalized on the trend toward AI, machine learning, and big data to build the SWARM Intelligence Platform.

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Over the past decade, he has built a diverse library of synthetic strategies that act as virtual “traders” to simulate human decision-making processes. The traders mostly focus on core momentum and mean-reversion strategies, augmented by manifold parametric variations. The platform systematically assesses each trader's performance across all portfolio products, identifying dominant traders for potential inclusion in the portfolio. As markets reprice daily, SWARM dynamically scales positions and rotates capital to strategies with the most potential.

Emergent Behavior

Bees are social insects that live and work in hives, with each bee assigned a lifetime role that follows specific rules and behaviors. SWARM Intelligence is a concept borrowed from nature involving decentralized systems where individual agents (bees/traders) diligently follow simple rules to achieve complex tasks collectively. SWARM Intelligence is about emergent behavior, where a system can exhibit properties that are not directly programmed into its components, and where the interactions between agents lead to coordinated and intelligent outcomes - even though no single agent possesses the complete solution.

Imagine a diverse collection of individual traders who trade their disciplined style across all market conditions. Bridging human trading expertise with technological efficacy, the SWARM platform is an algorithmic architecture that mirrors the nuanced trading strategies of diverse market participants, systematically reconstructing their trading styles going back 10+ years. The platform uses AI-driven methods and sophisticated statistical techniques to:

Monitor and identify dominant long and short synthetic strategies for inclusion in the SWARM;
Build the most robust representative SWARM for each product and,
Dynamically scale positions and rotate capital to strategies with the most potential.

Leadership

JAESON DUBROVAY

CHIEF EXECUTIVE OFFICER

Jaeson is a pioneer, thought leader, and award-winning consultant to institutional investors in the hedge fund industry with 30+ years of C-level experience, including identifying and evaluating managers of all strategies. Jaeson has vetted over 5,000 hedge fund managers and been a fiduciary to investments totaling more than $33 billion across 350+ unique hedge fund managers.

CPA Certified Public Accountant
CAIA Chartered Alternative Investment Analyst
MBA Santa Clara University – Finance
BA University of Washington – Accounting
SERIES 3, 30 Licenses

NIKOLAS JOYCE

CHIEF INVESTMENT OFFICER

Nikolas has 25+ years of extensive applied experience developing purpose-built trading systems to take advantage of market cyclicality and volatility across market cycles – two problematic issues for most investors. Over the last decade, he has built the SWARM Intelligence platform to synthetically replicate active hedge fund trading styles and execution systems.

CTA Commodity Trading Advisor
B COMM - University of British Columbia – Finance
SERIES 3, 30 Licenses

Contact us

For more information on SWARM Investments, please contact us

Securities are offered through Finalis Securities LLC, member FINRA / SIPC. SWARM Investments, which is not a registered broker-dealer and Finailis Securities LLC, are separate, unaffiliated entities. www.SWARMInvestments.com is a website operated by SWARM Investments, a privately held limited liability company. SWARM Investments provides financial and strategic advisory.

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